Team Resources

Waterloo Team

Research Department

Nancy Graham & Her Team

  • Team Graham Model Portfolios – June 30, 2020
    Summary

    This document provides the performance data for Model Portfolios for June 2020, as compiled by Nancy Graham & Her Team.

    Contributors
  • The Investment Answer (Goldie & Murray, 2011)
    Summary

    Jargon-free and written for all investors — experienced, beginner, and everyone in between — The Investment Answer distills the process into just five decisions — five straightforward choices that can lead to safe and sound ways to manage your finances.

  • The Behavior Gap
    Summary

    As a financial planner, Carl Richards grew frustrated watching people he cared about make the same mistakes over and over with their money. They were letting emotion get in the way of making smart financial decisions. He named this phenomenon—the distance between what we should do and what we actually do— “the behavior gap.”

Parkyn - Doyon La Rochelle Team

Layton-Guay Team

  • Team Layton-Guay Model Portfolios – June 30, 2020
    Summary

    This document provides the performance data for Model Portfolios for June 2020, as compiled by Layton-Guay Team.

    Contributors
  • The Behavior Gap
    Summary

    As a financial planner, Carl Richards grew frustrated watching people he cared about make the same mistakes over and over with their money. They were letting emotion get in the way of making smart financial decisions. He named this phenomenon—the distance between what we should do and what we actually do— “the behavior gap.”

  • The Passive vs. Active Fund Monitor (Year-end 2017)
    Summary

    This report describes the competitive landscape for passively and actively managed funds over the last twelve years in Canada and the United States.

    Contributors
  • Keeping the Cottage in the Family
    Summary

    A country place is a symbol of relaxation, continuity in life, and family harmony. But when the topic of ownership succession is raised, that lovely spot can be transformed into a source of stress, uncertainty and family strife.

    Contributors
  • Passive versus Active Report (2016)
    Summary

    This report describes the competitive landscape for passively and actively managed funds over the last ten years in Canada and the United States.

    Contributors

Compliance

  • Your 2018 Tax Return – Tax Reporting Information
    Summary

    To help you complete your income tax return, the following document is an overview of the most common Canadian tax slips.

  • NBIN Best Execution Public Disclosure Statement
    Summary

    The following are recent changes to the NBF Best Execution public disclosure statement, which will be noted in this section for your reference, and will be maintained for at least the next 6 months

  • The Safe-Keeping of your Assets
    Summary

    PWL Capital is structured such that all your assets are held in accounts in your name by our carrying broker, National Bank Independent Network. When you deposit money to your accounts, the cheque is made out to NBIN, never PWL. Any movements of funds or securities in or out of your accounts can only be executed with your written authorization.

  • Introducing/carrying broker disclosure statement
    Summary

    National Bank Independent Network (NBIN) is a division of National Bank Financial Inc. (NBF Inc.), as well as a trademark owned by National Bank of Canada (NBC) that is used under license by NBF Inc.

  • Opening Your Retail Account
    Summary

    This brochure sets out the basic information requirements for the initial application and ongoing maintenance of your account. Your firm may request additional information, depending on the type of account and the services you request.

Passmore & Felix Team

Toronto Team