An Investor’s Guide to Making a Complaint

IIROC: Protecting Investors and Fostering Fair and Efficient Capital Markets across Canada.

This brochure provides information on:

  • How to Make a Complaint to an IIROC regulated firm;
  • How to Make a Complaint to IIROC; and
  • Compensation options for investors.

This information and more is also available at www.iiroc.ca