September 4, 2018 PWL Capital Personal Wealth Important Documents An Investor’s Guide to Making a Complaint Published: September 4, 2018 CIRO: Protecting Investors and Fostering Fair and Efficient Capital Markets across Canada. This brochure provides information on: How to Make a Complaint to a CIRO regulated firm; How to Make a Complaint to CIRO; and Compensation options for investors. This information and more is also available at www.ciro.ca Download An Investor’s Guide to Making a Complaint