Karine Deslandes, Chief Compliance Officer (CCO), exercises tight control over all business activities.

  • Ensures all regulatory rules and internal policies are respected
  • Conducts quarterly audits of managed accounts for:
    • Portfolio asset mix drift compared to the IPS
    • Securities within PWL portfolios
    • Concentration risk within PWL portfolios

PWL Capital Inc. is a member of:

  • The Canadian Investor Protection Fund (CIPF)
  • Canadian Investment Regulatory Organization (CIRO)
  • Centre for Fiduciary Excellence, LLC (CEFEX)
  • Global Association of Independent Advisors (GAIA)

Chief Compliance Officer:

Karine Deslandes
PWL Capital Inc.
Tel.: 416-203-0067 x299
Toll-Free: 1-866-242-0203
Fax: 416-203-0544

8 Wellington Street East
3rd Floor
Toronto (Ontario) M5E 1C5

Important Documents


The Privacy Officer ensures that your personal information is safeguarded and that client confidentiality is respected at all times.

PWL does not manufacture or distribute “in-house” products and therefore avoids conflicts of interest.

We use the highest level of external and internal controls to monitor all portfolios. You can be sure your portfolio is being monitored by:

  • Canadian Investor Protection Fund (CIPF)
  • National Bank Independent Network (NBIN)
  • Canadian Investment Regulatory Organization (CIRO)

Internal controls: Under the supervision of the Chief Compliance Officer, the PWL team responsible for brokerage operations verifies each trade completed for each client’s account in accordance with regulatory requirements. Moreover, PWL’s Compliance Officer audits each managed account on a quarterly basis to ensure that the investments comply with the client’s signed investment policy.

Small is safe

We’re small enough to know everything that’s going on…

  • with your advisor and with your investments.
  • and have total control over all our market transactions and all activities of the firm.
  • to audit, reconcile and approve all transactions. Every. Single. Day. 100%

You don’t want to worry about your money. You want to get on with your life. That’s where we can help.