Jennifer Vachon

CCO, Chief Compliance Officer

As Senior Director of Operations and Compliance, Jennifer plays a vital role in the company's day-to-day operations, monitoring all of the firm's investment-based activities. She ensures that all policies and procedures are followed, so that PWL operates with the strongest oversight and compliance practices.  
As Senior Director of Operations and Compliance, Jennifer plays a vital role in the company's day-to-day operations, monitoring all of the firm's investment-based activities. She ensures that all policies and procedures are followed, so that PWL operates with the strongest oversight and compliance practices.  
Compliance & Governance
People Raising Hands Asking Questions

Why So Many $&@*% Questions?

Whether you’re a new client or an existing one with a new action plan, you can’t wait to get started. Neither can we! But first – there’s just a teensy bit of paperwork to complete. Okay, I confess, it may be quite a lot of paperwork, with a lot of pretty personal questions.

Compliance & Governance
Female Financial Advisor Explaining Clients Listening

What Makes Good Advice… Good?

First, we need to redefine traditional financial advice – the kind that’s focused on issuing buy/sell recommendations, executing transactions and collecting commissions. If that’s what you’re thinking of, you are correct. You don’t need that. You probably never did. So, what is “good advice”?