Compliance & Governance Anthony Layton Tony’s Take: CIBC’s fee settlement reinforces need for advisor ‘Client Best Interest’ PWL Capital 2016-11-4T10:00:14 November 4, 2016 Embedded fees in mutual funds sold in Canada are already high, but when they are charged to clients within fee-based investment accounts, the situation goes from the sublime to the ridiculous. Disturbing news of substantial overcharging of clients by a major bank underlines the urgent need for full disclosure of all fees paid by an investor.
Compliance & Governance Anthony Layton Why fiduciary duty is an important asset for investment advisors in Canada Jul 4, 2014 Compliance & Governance
Compliance & Governance Anthony Layton Response to Carrick video (March 2014) May 8, 2014 Compliance & Governance